DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cedar Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Neil Ray PeplinskiGood Harbor Financial asset managerCedar Capital, LLC otherOtherAug 16, 2022Nov 25, 2015
Lacey Blair ZavelovichBmo Harris Financial Advisors, Inc otherCedar Capital, LLC no RAUMOtherMar 2, 2015Apr 30, 2015 (59 d)
Michael BalchGood Harbor Financial otherCedar Capital, LLC no RAUMOtherJan 2, 2015Feb 5, 2015 (34 d)
Margaret Mary OlearyGood Harbor Financial otherCedar Capital, LLC no RAUMOtherJan 2, 2015Feb 10, 2015 (39 d)
James Joseph DuddeyGood Harbor Financial otherCedar Capital, LLC no RAUMOtherJan 2, 2015Feb 10, 2015 (39 d)
Michael Justin SalemyGood Harbor Financial otherCedar Capital, LLC no RAUMOtherJan 2, 2015Feb 24, 2015 (53 d)
Kevin William ReillyGood Harbor Financial otherCedar Capital, LLC no RAUMOtherJan 2, 2015Feb 10, 2015 (39 d)
Dennis G O'MalleyGood Harbor Financial otherCedar Capital, LLC no RAUMOtherJan 2, 2015Feb 10, 2015 (39 d)
Matthew Alan RomaGood Harbor Financial otherCedar Capital, LLC no RAUMOtherJan 2, 2015Feb 10, 2015 (39 d)
David Stephen UlmGood Harbor Financial otherCedar Capital, LLC no RAUMOtherJan 2, 2015Feb 10, 2015 (39 d)
Thomas Lee PetricGood Harbor Financial otherCedar Capital, LLC no RAUMOtherJan 2, 2015Feb 10, 2015 (39 d)
Jason Scott SwedoAstor Investment Management LLC otherCedar Capital, LLC no RAUMOtherOct 20, 2014Feb 25, 2015 (128 d)
Brandon BalaziAstor Investment Management LLC otherCedar Capital, LLC no RAUMOtherOct 20, 2014Feb 25, 2015 (128 d)
Brian James GlynnDavid A. Noyes & Company otherCedar Capital, LLC no RAUMOtherJul 31, 2013Apr 14, 2015 (622 d)
Thomas George KoleskiGuggenheim Investments otherCedar Capital, LLC otherOtherNov 4, 2008Jul 27, 2017 (3187 d)
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15 moves match.