DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Jcn Financial & Tax Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Alan Ledson | Empower Advisory Group, LLC BD affiliated | Jcn Financial & Tax Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2022 | Jul 15, 2022 (60 d) |
| John Christopher Neyland | Advisory Services Network other | Jcn Financial & Tax Advisory Group, LLC independent RIA | Other | Jul 29, 2015 | Jul 30, 2015 |
| John Michael Randall | Austin Wealth Management, LLC independent RIA | Jcn Financial & Tax Advisory Group, LLC independent RIA | RIA to RIA | Dec 10, 2014 | Mar 10, 2015 (90 d) |
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3 moves match.