DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cnl Educational Institute, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Lee Witty | Schwab Wealth Advisory, Inc. no RAUM | Cnl Educational Institute, LLC no RAUM | Other | Jul 17, 2026 | Jul 27, 2026 |
| Evan Harbot | Russell Investments other | Cnl Educational Institute, LLC no RAUM | Other | Apr 22, 2024 | Jul 2, 2024 (71 d) |
| Brandon Luckett | Red Oak Financial Group mixed wealth | Cnl Educational Institute, LLC no RAUM | Other | Dec 23, 2020 | Jan 4, 2021 |
| James Peter Bertram | Nuveen Asset Management, LLC mixed wealth | Cnl Educational Institute, LLC no RAUM | Other | Jan 21, 2020 | Mar 16, 2020 (55 d) |
| Casey Lynn Caldwell | Triloma Energy Advisors LLC asset manager | Cnl Educational Institute, LLC no RAUM | Other | Mar 14, 2019 | Sep 20, 2019 (190 d) |
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5 moves match.