DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cfg Retirement
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Connor Joseph Farley | Cetera Investment Advisers LLC BD affiliated | Cfg Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2025 | Mar 28, 2025 |
| Martin Charles O'Shaughnessy | Belpointe Asset Management LLC independent RIA | Cfg Retirement independent RIA | RIA to RIA | Dec 19, 2024 | Feb 23, 2025 (66 d) |
| Scott Edward Stooksbury | Virtue Capital Management, LLC independent RIA | Cfg Retirement independent RIA | RIA to RIA | Mar 19, 2024 | Mar 25, 2024 |
| Michael Stendahl | Gradient Wealth Management BD affiliated | Cfg Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2019 | Apr 21, 2021 (678 d) |
| Vincent Lombardi Oldre | Secured Retirement Advisors, LLC independent RIA | Cfg Retirement independent RIA | RIA to RIA | Apr 27, 2015 | May 18, 2015 |
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5 moves match.