DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at D.B. Root & Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Harrington Grove | Strategic Wealth Partners, Ltd. independent RIA | D.B. Root & Company, LLC independent RIA | RIA to RIA | May 24, 2024 | Mar 12, 2025 (292 d) |
| Robert William Holler | Chapel Street Advisors LLC unclassified | D.B. Root & Company, LLC independent RIA | Other | Apr 1, 2024 | Apr 1, 2024 |
| Curtis Westphal Hart | Federated Global Investment Management Corp. asset manager | D.B. Root & Company, LLC independent RIA | Other | Sep 28, 2023 | Mar 12, 2024 (166 d) |
| Jesse B Root | Hedgeye Risk Management, LLC unclassified | D.B. Root & Company, LLC independent RIA | Other | Feb 3, 2020 | Feb 23, 2024 (1481 d) |
| Richard Read Applegate | R. Applegate & Associates LLC independent RIA | D.B. Root & Company, LLC other | Other | Mar 14, 2019 | Jan 10, 2018 |
| Alexander John Papson | R. Applegate & Associates LLC independent RIA | D.B. Root & Company, LLC other | Other | Dec 31, 2018 | Jan 10, 2018 |
| Nancy Israel Kunz | Cantor Fitzgerald Wealth Partners, LLC other | D.B. Root & Company, LLC other | Other | Jan 4, 2018 | Jan 5, 2018 |
| Paul Melvin Abendroth | Rehmann Wealth other | D.B. Root & Company, LLC other | Other | Dec 31, 2017 | Jan 9, 2018 |
| Ryan Nicholas Borucki | Rehmann Wealth other | D.B. Root & Company, LLC other | Other | Dec 31, 2017 | Jan 8, 2018 |
| David Bond Root | Commonwealth Financial Network national BD | D.B. Root & Company, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2015 | Oct 5, 2015 |
| Charles Janssens Stout | Commonwealth Financial Network national BD | D.B. Root & Company, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2015 | Oct 1, 2015 |
| Steven Martin Kohler | Commonwealth Financial Network national BD | D.B. Root & Company, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2015 | Oct 1, 2015 |
| David Warren Hoffmann | Commonwealth Financial Network national BD | D.B. Root & Company, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2015 | Oct 1, 2015 |
| Jeremy Lee Suschak | Commonwealth Financial Network national BD | D.B. Root & Company, LLC other | Other | Sep 30, 2015 | Feb 3, 2016 (126 d) |
| Michael J Aroesty | Commonwealth Financial Network national BD | D.B. Root & Company, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2015 | Oct 1, 2015 |
| Adam M Souply | Commonwealth Financial Network national BD | D.B. Root & Company, LLC other | Other | Sep 30, 2015 | Sep 26, 2016 (362 d) |
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16 moves match.