DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at S.E.E.D. Planning Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jamie Shelton | Ameriprise Financial Services, LLC national BD | S.E.E.D. Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2021 | Jan 4, 2022 |
| Daniel Joseph D'Andreano | Advice And Planning Services BD affiliated | S.E.E.D. Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Feb 28, 2021 (107 d) |
| Jeffrey Paul Chase | Advice And Planning Services BD affiliated | S.E.E.D. Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Jul 26, 2021 (994 d) |
| Frederick Gene Costantino | Morgan Stanley wirehouse | S.E.E.D. Planning Group, LLC independent RIA | Wirehouse to independent RIA | Jul 14, 2016 | Jun 16, 2021 (1798 d) |
| Travis Ed Maus | Cetera Advisors LLC other | S.E.E.D. Planning Group, LLC independent RIA | Other | Dec 31, 2015 | Jul 15, 2021 (2023 d) |
| Bradley Scott Eaton | Wilmington Trust Investment Advisors, Inc. other | S.E.E.D. Planning Group, LLC independent RIA | Other | May 27, 2009 | Nov 29, 2022 (4934 d) |
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6 moves match.