DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gilder Gagnon Howe & Co. LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas LuppoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGilder Gagnon Howe & Co. LLC independent RIAWirehouse to independent RIADec 15, 2021Oct 11, 2022 (300 d)
Jamie Beth SherrB. Riley Wealth Advisors, Inc. BD affiliatedGilder Gagnon Howe & Co. LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2021Sep 22, 2022 (562 d)
Garrett JohnsonNeuberger Berman Bd LLC no RAUMGilder Gagnon Howe & Co. LLC independent RIAOtherFeb 2, 2021Feb 14, 2021
Andrea Michelle ParagasCharles Schwab & Co., Inc. national BDGilder Gagnon Howe & Co. LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2020Feb 23, 2021 (209 d)
Manan AminErnst & Young Investment Advisers Llp no RAUMGilder Gagnon Howe & Co. LLC independent RIAOtherDec 12, 2019Jan 13, 2020 (32 d)
Joseph HerrmannRBC Rochdale, LLC otherGilder Gagnon Howe & Co. LLC otherOtherJan 5, 2018Jan 9, 2018
Liam Thomas ByrneUBS Financial Services Inc. wirehouseGilder Gagnon Howe & Co. LLC otherOtherOct 6, 2017Oct 24, 2017
Anthony Trevor SantolociMra Advisory Group no RAUMGilder Gagnon Howe & Co. LLC otherOtherAug 11, 2017Aug 4, 2017
Ying Si ZhangHsbc Securities (USA) Inc. otherGilder Gagnon Howe & Co. LLC independent RIAOtherJan 13, 2016Aug 17, 2023 (2773 d)
Kai LiuLord, Abbett & Co. LLC otherGilder Gagnon Howe & Co. LLC otherOtherOct 7, 2014Oct 20, 2014
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10 moves match.