DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at American Elite Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Manuel Lozano | Royal Fund Management, LLC independent RIA | American Elite Advisory state registered | RIA to a state-registered adviser | Jul 11, 2022 | Mar 28, 2024 (626 d) |
| James Van Shores | Brookstone Wealth Advisors, LLC independent RIA | American Elite Advisory state registered | RIA to a state-registered adviser | Dec 10, 2020 | Nov 25, 2022 (715 d) |
| Sean Michael Horn | Oneamerica Securities, Inc. BD affiliated | American Elite Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 28, 2020 | Jun 10, 2020 (43 d) |
| Mike T Greiner | Virtue Capital Management, LLC independent RIA | American Elite Advisory state registered | RIA to a state-registered adviser | Sep 26, 2019 | Oct 18, 2019 |
| Bruce Louis Sutherland | Retirement Planners Of America other | American Elite Advisory state registered | Other | Nov 21, 2017 | Sep 5, 2019 (653 d) |
| Vernon Leroy Bell | Dower Strategic Capital, Inc. unclassified | American Elite Advisory state registered | Other | Apr 26, 2016 | Jun 18, 2015 |
| Robert Renn Rothrock | Dower Strategic Capital, Inc. unclassified | American Elite Advisory state registered | Other | Nov 13, 2015 | May 12, 2016 (181 d) |
Page 1 of 1
7 moves match.