DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tbh Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chevonne Wrenn Farler | U.S. Bancorp Investments, Inc. BD affiliated | Tbh Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2022 | Jan 13, 2022 |
| William Lyttleton Butler | Morgan Stanley wirehouse | Tbh Advisors, LLC independent RIA | Wirehouse to independent RIA | May 14, 2018 | May 14, 2018 |
| Jeffrey Lynn Littrell | Wells Fargo Advisors wirehouse | Tbh Advisors, LLC independent RIA | Wirehouse to independent RIA | Apr 30, 2018 | Apr 26, 2018 |
| Carolyn C Conover | UBS Financial Services Inc. wirehouse | Tbh Advisors, LLC no RAUM | Other | Oct 25, 2016 | Oct 14, 2016 |
| David J Singer | Wells Fargo Advisors wirehouse | Tbh Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 14, 2014 | Jul 8, 2016 (633 d) |
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5 moves match.