DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tree City Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Glen Daniels | Creative Financial Designs, Inc. BD affiliated | Tree City Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2020 | Jul 7, 2020 |
| Kent Lee Owings | Thrivent Investment Management Inc. BD affiliated | Tree City Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2020 | Apr 16, 2020 |
| Alexandra Gundrada Lundgren | Oneamerica Securities, Inc. other | Tree City Advisors, LLC independent RIA | Other | Apr 6, 2016 | Mar 30, 2016 |
| Brian James Wiley | Cascade Financial Management, Inc. other | Tree City Advisors, LLC independent RIA | Other | Dec 10, 2015 | Sep 8, 2015 |
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4 moves match.