DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First National Advisers, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Paul Anderson | Umb Private Wealth Management, LLC asset manager | First National Advisers, LLC mixed wealth | Other | Jun 1, 2026 | Jul 29, 2026 (58 d) |
| Philip Michaud | Umb Private Wealth Management, LLC asset manager | First National Advisers, LLC mixed wealth | Other | Jun 1, 2026 | Jul 28, 2026 (57 d) |
| Thomas Scott Woodward | Umb Financial Services, Inc. independent RIA | First National Advisers, LLC mixed wealth | RIA to RIA | Oct 14, 2025 | Oct 30, 2025 |
| Maxwell Thomas Behnfield | Morgan Stanley wirehouse | First National Advisers, LLC mixed wealth | Wirehouse to independent RIA | Sep 4, 2025 | Nov 25, 2025 (82 d) |
| Reyn Goro Watanabe | Cwm, LLC BD affiliated | First National Advisers, LLC other | Other | Nov 5, 2024 | Dec 2, 2024 |
| Brett Michael Badalucco | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First National Advisers, LLC other | Other | Aug 24, 2023 | Mar 12, 2025 (566 d) |
| Michael David Smith | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First National Advisers, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2023 | Aug 4, 2026 (1076 d) |
| Matthew Allen Veenker | Raymond James Financial Services Advisors, Inc BD affiliated | First National Advisers, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2022 | Jan 5, 2023 (115 d) |
| Robert Ryan Self | Wells Fargo Advisors wirehouse | First National Advisers, LLC mixed wealth | Wirehouse to independent RIA | Aug 17, 2022 | Aug 3, 2026 (1447 d) |
| Craig Michael Sall | Raymond James Financial Services Advisors, Inc BD affiliated | First National Advisers, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2022 | Jan 10, 2023 (265 d) |
| Laura Beth O'Connor | Raymond James Financial Services Advisors, Inc BD affiliated | First National Advisers, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2022 | Aug 26, 2022 (128 d) |
| Eric Alaniz | Cumberland Hill Capital Management LLC asset manager | First National Advisers, LLC independent RIA | Other | Jan 28, 2022 | Feb 15, 2022 |
| Frank Charles Maggiorotto | Tower Wealth Managers other | First National Advisers, LLC mixed wealth | Other | Jan 3, 2022 | Jul 29, 2026 (1668 d) |
| Andrew Brandt Bradshaw | Tower Wealth Managers other | First National Advisers, LLC mixed wealth | Other | Dec 31, 2021 | Jul 29, 2026 (1671 d) |
| John Carl Smith | Cwm, LLC BD affiliated | First National Advisers, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2021 | Aug 3, 2026 (1732 d) |
| Todd Charles Silliman | Northwest Wealth Management, LLC other | First National Advisers, LLC mixed wealth | Other | Jan 6, 2017 | Aug 25, 2022 (2057 d) |
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16 moves match.