DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peak Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Noah Gauthier | Primerica Advisors national BD | Peak Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 | Nov 2, 2022 |
| Derek Christopher Deangelis | Strategic Advisers LLC national BD | Peak Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2015 | Nov 16, 2015 (32 d) |
| John Thomas Garrity | Fidelity Personal Trust Company, Fsb unclassified | Peak Wealth Management LLC independent RIA | Other | Mar 28, 2007 | Nov 16, 2015 (3155 d) |
Page 1 of 1
3 moves match.