DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kfa Private Wealth Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Schaefer | Cetera Investment Advisers LLC BD affiliated | Kfa Private Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Mar 23, 2025 |
| Nicholas Timothy Sullivan | Facet independent RIA | Kfa Private Wealth Group, LLC independent RIA | RIA to RIA | Sep 30, 2022 | Nov 10, 2022 (41 d) |
| Daniel Victor Weinstein | Morgan Stanley wirehouse | Kfa Private Wealth Group, LLC independent RIA | Wirehouse to independent RIA | Dec 4, 2018 | Mar 3, 2022 (1185 d) |
| Gregg S Konopaske | Ameriprise Financial Services, LLC national BD | Kfa Private Wealth Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 11, 2015 | Oct 29, 2015 |
| John Robert Fennig | Ameriprise Financial Services, LLC national BD | Kfa Private Wealth Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 11, 2015 | Oct 30, 2015 |
| Michael Franklin Rettinger | Ameriprise Financial Services, LLC national BD | Kfa Private Wealth Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 11, 2015 | Oct 29, 2015 |
| Charles Messick Gibbons | Ameriprise Financial Services, LLC national BD | Kfa Private Wealth Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 10, 2015 | Oct 30, 2015 |
| Jason Douglas Epps | Ameriprise Financial Services, LLC national BD | Kfa Private Wealth Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 10, 2015 | Oct 29, 2015 |
| John Langford | Ameriprise Financial Services, LLC national BD | Kfa Private Wealth Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 10, 2015 | Oct 29, 2015 |
| James Patrick Patterson | Ameriprise Financial Services, LLC national BD | Kfa Private Wealth Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 10, 2015 | Oct 29, 2015 |
| Kevin John Deans | Ameriprise Financial Services, LLC national BD | Kfa Private Wealth Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 10, 2015 | Oct 29, 2015 |
| Theron Edward Weimer | Ameriprise Financial Services, LLC national BD | Kfa Private Wealth Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 10, 2015 | Oct 29, 2015 |
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12 moves match.