DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Roundangle Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William John Berg | Commonwealth Financial Network national BD | Roundangle Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2020 | Feb 18, 2020 |
| Deirdre Ann Derosa | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Roundangle Advisors LLC independent RIA | Wirehouse to independent RIA | Jan 21, 2020 | Mar 3, 2020 (42 d) |
| Christopher Bukowczyk | Private Advisor Group, LLC independent RIA | Roundangle Advisors LLC independent RIA | RIA to RIA | Feb 5, 2019 | May 9, 2019 (93 d) |
| Edward Luke Vallar | Foundation Retirement Plan Consultants, LLC other | Roundangle Advisors LLC other | Other | May 5, 2016 | Jul 27, 2017 (448 d) |
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4 moves match.