DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pennington Partners & Co., LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Meredith Lynn Farber | Corient independent RIA | Pennington Partners & Co., LLC independent RIA | RIA to RIA | Jul 14, 2025 | May 26, 2026 (316 d) |
| Christopher James Wolfe | J.P. Morgan Securities LLC wirehouse | Pennington Partners & Co., LLC independent RIA | Wirehouse to independent RIA | Jul 26, 2024 | Jan 31, 2025 (189 d) |
| Colin Larsen | Wealthspire Retirement Advisory institutional | Pennington Partners & Co., LLC independent RIA | Other | Oct 5, 2023 | Aug 5, 2024 (305 d) |
| Joseph Masino | J.P. Morgan Securities LLC wirehouse | Pennington Partners & Co., LLC independent RIA | Wirehouse to independent RIA | Jul 22, 2022 | Jul 10, 2024 (719 d) |
| Allison Ferrentino Dunlap | Wealthcare Advisory Partners LLC independent RIA | Pennington Partners & Co., LLC independent RIA | RIA to RIA | Aug 12, 2021 | Aug 9, 2021 |
| Garrett Mitchell Alton | M&T Securities, Inc. unclassified | Pennington Partners & Co., LLC independent RIA | Other | Jun 9, 2021 | Jan 31, 2025 (1332 d) |
| William Joseph Lowrie | Medallion Wealth Advisors, LLC independent RIA | Pennington Partners & Co., LLC independent RIA | RIA to RIA | Dec 5, 2017 | Jun 8, 2023 (2011 d) |
| Megan Ann Bleil | Wealthspire Advisors other | Pennington Partners & Co., LLC no RAUM | Other | Jun 10, 2016 | Apr 27, 2016 |
| Brian Richard Gaister | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pennington Partners & Co., LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 24, 2015 | May 18, 2016 (176 d) |
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9 moves match.