DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kanen Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marcelo Tresierra | Rockefeller Capital Management BD affiliated | Kanen Wealth Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jan 6, 2026 (189 d) |
| Janice Chiarenza | Morgan Stanley wirehouse | Kanen Wealth Management LLC mixed wealth | Wirehouse to independent RIA | Feb 5, 2025 | Feb 23, 2025 |
| Dylan Clyde Smith | Singer Wealth Advisors LLC independent RIA | Kanen Wealth Management LLC mixed wealth | RIA to RIA | Jan 26, 2023 | Mar 29, 2023 (62 d) |
| David Lawrence Kanen | Aegis Capital Corp. other | Kanen Wealth Management LLC independent RIA | Other | Aug 18, 2016 | Mar 23, 2016 |
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4 moves match.