| Christopher Edward Kolker | Bay Colony Advisors independent RIA | Triumph Capital Management independent RIA | RIA to RIA | Sep 30, 2025 | Oct 1, 2025 |
| Jamar Joseph Anderson | Commonwealth Financial Network national BD | Triumph Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2024 | Jan 25, 2024 |
| Brent Edmund Mcgibbon | Namcoa mixed wealth | Triumph Capital Management independent RIA | RIA to RIA | Sep 14, 2021 | Sep 16, 2021 |
| Brian Philip Konty | Cetera Investment Advisers LLC BD affiliated | Triumph Capital Management no RAUM | Other | Feb 11, 2020 | Feb 18, 2016 |
| Derek Nathan Eichenwald | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 11, 2020 | Feb 19, 2016 |
| Shea Ahren Winkeller | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 11, 2020 | Feb 19, 2016 |
| James Baker Peters | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 11, 2020 | Feb 18, 2016 |
| Ryan Michael Cook | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 11, 2020 | Feb 18, 2016 |
| Timothy Owings Waters | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 10, 2020 | Feb 19, 2016 |
| Brian Timothy Stark | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 10, 2020 | Feb 19, 2016 |
| Cory Philip Robinson | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 10, 2020 | Feb 18, 2016 |
| Daniel Lehan Mayer | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 10, 2020 | Feb 18, 2016 |
| Andrew James Hoffmeyer | Cetera Investment Advisers LLC BD affiliated | Triumph Capital Management no RAUM | Other | Jun 20, 2019 | Feb 19, 2016 |
| Gregory Robert Schowe | Cetera Investment Advisers LLC BD affiliated | Triumph Capital Management no RAUM | Other | Jan 29, 2019 | Feb 18, 2016 |
| Brandon Carl Drespling | Cetera Investment Advisers LLC BD affiliated | Triumph Capital Management no RAUM | Other | Jan 29, 2019 | Feb 19, 2016 |
| Thomas Ryan Williams | Ameriprise Financial Services, LLC national BD | Triumph Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2018 | May 22, 2020 (680 d) |
| Griffin Michael Kirsch | Edward Jones national BD | Triumph Capital Management other | Other | Jan 17, 2017 | Mar 21, 2017 (63 d) |
| Stephen Joseph Murphy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Triumph Capital Management other | Other | Oct 15, 2008 | Jun 29, 2017 (3179 d) |