DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Woodstock Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Max Edward Levine | Fidelity Personal And Workplace Advisors BD affiliated | Woodstock Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Oct 4, 2024 (85 d) |
| Parker Josiah Troutner | Awm Financial Services Inc. independent RIA | Woodstock Wealth Management, Inc. independent RIA | RIA to RIA | Oct 25, 2023 | Aug 23, 2023 |
| Michael A Piccoli | Park Avenue Securities LLC BD affiliated | Woodstock Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2022 | Feb 4, 2022 |
| Nicholas Ray Casatelli | Awm Financial Services Inc. independent RIA | Woodstock Wealth Management, Inc. independent RIA | RIA to RIA | May 12, 2021 | Jun 3, 2021 |
| David Rich Hall | Citigroup Global Markets Inc. BD affiliated | Woodstock Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2020 | Jun 8, 2020 |
| Andrew L Dejong | Sagepoint Financial, Inc. BD affiliated | Woodstock Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2018 | Jan 22, 2019 |
| Patrick John Fitzsimmons | Sb Advisory, LLC BD affiliated | Woodstock Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 27, 2018 | Nov 19, 2018 |
| Richard Alexander Girgis | Morristown Financial Group, Llp unclassified | Woodstock Wealth Management, Inc. independent RIA | Other | Jun 30, 2009 | Dec 15, 2025 (6012 d) |
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8 moves match.