DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Harvest Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Mazanec | Edward Jones national BD | The Harvest Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2019 | Oct 2, 2019 (148 d) |
| Thomas Bartolomeo | Wells Fargo Advisors wirehouse | The Harvest Group independent RIA | Wirehouse to independent RIA | Oct 24, 2017 | Oct 24, 2017 |
| Roger Henry Ingwersen | UBS Financial Services Inc. wirehouse | The Harvest Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 11, 2016 | Oct 4, 2016 |
| Todd Michael Ingwersen | UBS Financial Services Inc. wirehouse | The Harvest Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 11, 2016 | Oct 4, 2016 |
| Laurie Ellen Ingwersen | Wells Fargo Advisors wirehouse | The Harvest Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 15, 2008 | Oct 4, 2016 (2850 d) |
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5 moves match.