DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Leo Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Swee Hock LimExpatriate Financial Strategies LLC no RAUMLeo Wealth, LLC independent RIAOtherApr 8, 2025Mar 31, 2025
Jace Ray HartLPL Financial LLC BD affiliatedLeo Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 16, 2023May 24, 2023
Kevin Conry RocheLht Consultants unclassifiedLeo Wealth, LLC independent RIAOtherOct 27, 2022Aug 24, 2022
Richard Paul DirkseBft Financial Group, LLC independent RIALeo Wealth, LLC independent RIARIA to RIAJan 3, 2022Oct 8, 2021
Daniel Neil SavardBft Financial Group, LLC independent RIALeo Wealth, LLC independent RIARIA to RIAJan 3, 2022Sep 28, 2021
Jessica Carolyn Cutrera PapadopoulosBft Financial Group, LLC independent RIALeo Wealth, LLC independent RIARIA to RIAJan 3, 2022Oct 11, 2021
Travis CrowellBft Financial Group, LLC independent RIALeo Wealth, LLC independent RIARIA to RIAJan 3, 2022Oct 11, 2021
Charles Wesley MckenzieBft Financial Group, LLC independent RIALeo Wealth, LLC independent RIARIA to RIAJan 3, 2022Aug 9, 2021
Renee Elizabeth Dirkse SneedBft Financial Group, LLC independent RIALeo Wealth, LLC independent RIARIA to RIAJan 3, 2022Oct 8, 2021
Aleksey MironenkoBft Financial Group, LLC independent RIALeo Wealth, LLC independent RIARIA to RIAJan 3, 2022Sep 22, 2021
Matthew James AllainGoldman Sachs Wealth Services, L.P. otherLeo Wealth, LLC independent RIAOtherOct 20, 2010Sep 4, 2021 (3972 d)
Stephen Dallas TallyProfessional Partners Corporation unclassifiedLeo Wealth, LLC independent RIAOtherDec 31, 2006Jul 28, 2021 (5323 d)
Jimmy Daryl CurtisMacro Financial Advisors, Inc otherLeo Wealth, LLC independent RIAOtherOct 25, 2005Oct 8, 2021 (5827 d)
Zaphrey Llwellyn WilliamsFmsi Advisers otherLeo Wealth, LLC independent RIAOtherJun 4, 2004Oct 11, 2021 (6338 d)
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14 moves match.