DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pax Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Stephen RellerNorthwestern Mutual Investment Services,LLC no RAUMPax Financial Group independent RIAOtherJun 24, 2026Jun 26, 2026
Joshua Erastus YoungWorthpointe independent RIAPax Financial Group independent RIARIA to RIAApr 30, 2026Apr 23, 2026
Sandra Elodia JustinBroadway Wealth Solutions independent RIAPax Financial Group independent RIARIA to RIADec 13, 2023Jul 10, 2025 (575 d)
Ronald Paul ZunkerEquitable Advisors, LLC national BDPax Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2022Jun 8, 2022
Monica S. CervantesWela Financial Advisory independent RIAPax Financial Group independent RIARIA to RIAApr 7, 2021May 12, 2021 (35 d)
Roger Glen StukkieWaddell & Reed BD affiliatedPax Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 3, 2020Oct 21, 2020 (292 d)
Jim Douglas CriderFidelity Personal And Workplace Advisors BD affiliatedPax Financial Group independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2019Nov 16, 2019
David K AlvarezIntercontinental Wealth Advisors, LLC mixed wealthPax Financial Group independent RIARIA to RIAAug 21, 2019Sep 26, 2019 (36 d)
Charles Rienaldo GarciaUsaa Investment Services Company BD affiliatedPax Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2019Feb 7, 2019 (34 d)
Janise Margot BrooksLPL Financial LLC otherPax Financial Group no RAUMOtherJul 17, 2017Jun 15, 2016
Laura Leigh SimpsonAdvisor Resource Council otherPax Financial Group no RAUMOtherJan 18, 2017Jun 7, 2016
Darryl Walter LyonsAdvisor Resource Council otherPax Financial Group no RAUMOtherSep 14, 2016Jun 6, 2016
Joseph Roeber SchuetzeAdvisor Resource Council otherPax Financial Group no RAUMOtherSep 14, 2016Jun 7, 2016
Bryan Anthony WingAdvisor Resource Council otherPax Financial Group no RAUMOtherSep 14, 2016Jun 13, 2016
Kevin ForceAdvisor Resource Council otherPax Financial Group no RAUMOtherSep 14, 2016Jun 13, 2016
Douglas James RichardsonAdvisor Resource Council otherPax Financial Group no RAUMOtherSep 14, 2016Jun 6, 2016
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16 moves match.