DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthcare Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John P. Gannon | Fidelity Personal And Workplace Advisors BD affiliated | Wealthcare Financial Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 30, 2024 | Aug 22, 2025 (449 d) |
| John C Rogers | Esi Financial Advisors BD affiliated | Wealthcare Financial Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 15, 2022 | May 15, 2023 (181 d) |
| Andrea Brashears-Sampson | West Financial Services, Inc. independent RIA | Wealthcare Financial Group, Inc. state registered | RIA to a state-registered adviser | Jun 9, 2020 | May 19, 2020 |
| John Russell Funderburk | H. Beck, Inc. BD affiliated | Wealthcare Financial Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2019 | Feb 4, 2019 |
| Tariq Ahmad Khan | MML Investors Services, LLC BD affiliated | Wealthcare Financial Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 11, 2018 | Jan 1, 2025 (2213 d) |
| Martin Alexander Smith | Kovack Advisors, Inc. other | Wealthcare Financial Group, Inc. state registered | Other | Oct 20, 2016 | Oct 21, 2016 |
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6 moves match.