DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Denver Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Earl Steiner | Cambridge Investment Research Advisors, Inc. BD affiliated | Denver Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2026 | Aug 20, 2026 |
| Isreal Lane | Cambridge Investment Research Advisors, Inc. BD affiliated | Denver Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2026 | Aug 18, 2026 |
| Jaskaran S Sandhar | Fidelity Personal And Workplace Advisors BD affiliated | Denver Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2023 | Jul 19, 2023 (127 d) |
| Alexander Wimmer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Denver Wealth Management, Inc. independent RIA | Wirehouse to independent RIA | Mar 11, 2019 | Dec 9, 2024 (2100 d) |
| Anthony Lee Pelz | Advice And Planning Services other | Denver Wealth Management, Inc. independent RIA | Other | Mar 14, 2018 | Jun 1, 2018 (79 d) |
| David Christian Frum | Western Wealth Management LLC other | Denver Wealth Management, Inc. independent RIA | Other | Dec 27, 2016 | Dec 27, 2016 |
| Bryson Blair Braden | Waddell & Reed other | Denver Wealth Management, Inc. independent RIA | Other | Jun 13, 2012 | Sep 23, 2016 (1563 d) |
| Zachary Tobias Bouck | Waddell & Reed other | Denver Wealth Management, Inc. independent RIA | Other | Jun 6, 2012 | Sep 23, 2016 (1570 d) |
| Edite Saripova | Edward Jones national BD | Denver Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2011 | Nov 18, 2020 (3368 d) |
Page 1 of 1
9 moves match.