DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Denver Wealth Management, Inc.
Latest filing Aug 20, 2026
First filing on the tape Sep 21, 2018 · 44 filings
SEC status approved since Oct 19, 2018
RAUM
$530M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$529M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$44.1M
derived; firm RAUM over IAPD count
Employees
18
9 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$530M as of Aug 20, 2026
Mar 15, 2019$134M then
HNW client RAUM$351M as of Aug 20, 2026
Mar 15, 2019$94.0M then
State-registered IARs (5.B.3)9 as of Aug 20, 2026
Mar 15, 20196 then
Employees (5.A)18 as of Aug 20, 2026
Mar 15, 201911 then
Private funds: no history
RAUM +22% over the last fiscal year+20% a year over threeIARs 10 to 9offices 3 to 4
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $44.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 82derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $210,817derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- -10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $110M, 398 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$351M66%
- Individuals$178M34%
- Pension and profit-sharing plans$651,8850.1%
- Individual clients
- 775reported
- HNW clients
- 211reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,513reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $110M for 398 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=11.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Zachary Tobias Bouck | Denver, Co | Sep 23, 2016 | 18 y | 1 |
| Bryson Blair Braden | Denver, Co | Sep 23, 2016 | 16 y | 1 |
| David Christian Frum | Denver, Co | Dec 27, 2016 | 14 y | 2 |
| Anthony Lee Pelz | Denver, Co | Jun 1, 2018 | 19 y | 1 |
| Edite Saripova | Denver, Co | Nov 18, 2020 | 18 y | 1 |
| Austyn R GarciaCertified Financial Planner | Denver, Co | Jul 1, 2021 | 10 y | 0 |
| Joseph Matthew GarryCertified Financial Planner | Denver, Co | Dec 22, 2023 | 12 y | 0 |
| Isaac Russo | Denver, Co | May 18, 2024 | 12 y | 0 |
| Alexander Wimmer | Denver, Co | Dec 9, 2024 | 10 y | 1 |
| Isreal Lane | Denver, Co | Aug 18, 2026 | 10 y | 1 |
| Scott Earl Steiner | Denver, Co | Aug 20, 2026 | 19 y | 1 |
| Luke Xavier Horner | Denver, Co | Sep 2, 2026 | 10 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Jaskaran S Sandhar to Maia WealthNov 18, 2024 · RIA to RIA
- Daniel Michael Bonkoski to Advisornet Wealth PartnersJun 15, 2023 · RIA to RIA
Joined, latest
- Scott Earl Steiner from Cambridge Investment Research Advisors, Inc.Aug 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Isreal Lane from Cambridge Investment Research Advisors, Inc.Aug 18, 2026 · Affiliated broker-dealer or bank to independent RIA
- Alexander Wimmer from Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 9, 2024 · Wirehouse to independent RIA
- Jaskaran S Sandhar from Fidelity Personal And Workplace AdvisorsJul 19, 2023 · Affiliated broker-dealer or bank to independent RIA
- Edite Saripova from Edward JonesNov 18, 2020 · Affiliated broker-dealer or bank to independent RIA
- Anthony Lee Pelz from Advice And Planning ServicesJun 1, 2018 · Other
- David Christian Frum from Western Wealth Management LLCDec 27, 2016 · Other
- Zachary Tobias Bouck from Waddell & ReedSep 23, 2016 · Other
- Bryson Blair Braden from Waddell & ReedSep 23, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Cambridge Investment Research Advisors, Inc.Aug 18, 2026 · Grand Junction, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Tobias Zachary Bouck · Chief Investment Officer, Principalcontrolsince 08/2016 · owns 25% to 50%
- Blair Bryson Braden · Principal And Chief Compliance Officercontrolsince 08/2016 · owns 25% to 50%
- Paul Richard Goblirsch · Managing Partnersince 01/2018 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 12 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Colorado Springs, CO1 employees
- Steamboat Springs, CO1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 3 to 4Apr 28, 2026 to Aug 20, 2026
- Accounts · 2,213 to 2,513Jan 15, 2026 to Mar 6, 2026
- Advisory employees · 10 to 9Jan 15, 2026 to Mar 6, 2026
- BD registered reps · 12 to 11Jan 15, 2026 to Mar 6, 2026
- HNW clients · 155 to 211Jan 15, 2026 to Mar 6, 2026
- Individual clients · 737 to 775Jan 15, 2026 to Mar 6, 2026
- Assets in custody · $153M to $110MJan 15, 2026 to Mar 6, 2026
- Financial planning clients · 1-10 to 11-25Jan 15, 2026 to Mar 6, 2026
- State-registered IARs · 10 to 9Jan 15, 2026 to Mar 6, 2026
- Discretionary RAUM · $435M to $529MJan 15, 2026 to Mar 6, 2026
- HNW RAUM · $273M to $351MJan 15, 2026 to Mar 6, 2026
- Individual RAUM · $163M to $178MJan 15, 2026 to Mar 6, 2026
- Non-discretionary RAUM · $630,184 to $651,885Jan 15, 2026 to Mar 6, 2026
- Pension RAUM · $630,183 to $651,885Jan 15, 2026 to Mar 6, 2026
- RAUM · $436M to $530MJan 15, 2026 to Mar 6, 2026
- Financial planning clients · 1-10 to 1-10Apr 11, 2025 to May 13, 2025
- Accounts · 2,125 to 2,213Dec 12, 2024 to Apr 11, 2025
- BD registered reps · 7 to 12Dec 12, 2024 to Apr 11, 2025
- HNW clients · 129 to 155Dec 12, 2024 to Apr 11, 2025
- Individual clients · 715 to 737Dec 12, 2024 to Apr 11, 2025
- Assets in custody · unset to 152886719.0Dec 12, 2024 to Apr 11, 2025
- Custody of client assets · false to trueDec 12, 2024 to Apr 11, 2025
- Employees · 17 to 18Dec 12, 2024 to Apr 11, 2025
- State-registered IARs · 9 to 10Dec 12, 2024 to Apr 11, 2025
- Discretionary RAUM · $372M to $435MDec 12, 2024 to Apr 11, 2025
- HNW RAUM · $228M to $273MDec 12, 2024 to Apr 11, 2025
- Individual RAUM · $144M to $163MDec 12, 2024 to Apr 11, 2025
- Non-discretionary RAUM · $582,082 to $630,184Dec 12, 2024 to Apr 11, 2025
- Pension RAUM · $582,082 to $630,183Dec 12, 2024 to Apr 11, 2025
- RAUM · $373M to $436MDec 12, 2024 to Apr 11, 2025
- HQ city · GREENWOOD VILLAGE to DENVERAug 9, 2024 to Nov 4, 2024
- Other offices · 4 to 3Aug 9, 2024 to Nov 4, 2024
- Advisory employees · 9 to 10Jun 27, 2024 to Aug 9, 2024
- Advisory activities · 3 to 2Jun 27, 2024 to Aug 9, 2024
- BD registered reps · 10 to 7Jun 27, 2024 to Aug 9, 2024
- Other offices · 5 to 4Mar 13, 2024 to Apr 16, 2024
- Accounts · 2,055 to 2,125Dec 22, 2023 to Mar 13, 2024
- Advisory employees · 8 to 9Dec 22, 2023 to Mar 13, 2024
- HNW clients · 109 to 129Dec 22, 2023 to Mar 13, 2024
- Individual clients · 718 to 715Dec 22, 2023 to Mar 13, 2024
Signals
4 dated events
- 2 advisors left Cambridge Investment Research Advisors, Inc. (Grand Junction, CO) for Denver Wealth Management, Inc. on the same dayAug 18, 2026 · Team lift-out · derived
- Jaskaran S Sandhar left Denver Wealth Management, Inc. for Maia Wealth (registered 2026-01-01)Nov 18, 2024 · Advisor changed firm · fact
- Daniel Michael Bonkoski left Denver Wealth Management, Inc. for Advisornet Wealth Partners (registered 2023-08-03)Jun 15, 2023 · Advisor changed firm · fact
- Providence Capital Partners Inc. filed its initial SEC registration (Form ADV)Sep 21, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/denver-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- stitcher.com/podcast/denver-wealth-management/the-denver-weareportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (303) 261-8015reportedpublic record, Form ADV, Aug 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026