DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Keenan Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Joseph Bianco | Edward Jones national BD | Keenan Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2024 | Nov 13, 2024 |
| John H Reid | Park Avenue Securities LLC BD affiliated | Keenan Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2018 | Dec 20, 2018 |
| Christopher Luke Weiss | Scottrade Investment Management BD affiliated | Keenan Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2018 | Oct 23, 2018 (228 d) |
| Andrew R Macdougall | Park Avenue Securities LLC BD affiliated | Keenan Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2018 | Apr 2, 2018 (41 d) |
| Tyler A Dolan | Society Of Grownups, LLC no RAUM | Keenan Financial independent RIA | Other | Mar 20, 2017 | Dec 20, 2018 (640 d) |
| Brian Edward Keenan | Mcadam LLC other | Keenan Financial independent RIA | Other | Oct 5, 2016 | Jan 3, 2017 (90 d) |
| Donald D Dalton | Ameriprise Financial Services, LLC national BD | Keenan Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2012 | Oct 13, 2021 (3208 d) |
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7 moves match.