DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at D.L. Fields Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Charles Mahony | United Advisors America independent RIA | D.L. Fields Advisory Group, LLC state registered | RIA to a state-registered adviser | Jan 15, 2025 | Mar 3, 2025 (47 d) |
| Larry Glenn Boggs | International Assets Investment Management, LLC BD affiliated | D.L. Fields Advisory Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 25, 2022 | Feb 24, 2022 |
| David Laurence Fields | Money Concepts Advisory Service other | D.L. Fields Advisory Group, LLC state registered | Other | Dec 31, 2016 | Jan 23, 2017 |
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3 moves match.