DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sound Financial Strategies Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura Ellen Herrington | New Perspectives, Inc. independent RIA | Sound Financial Strategies Group, LLC independent RIA | RIA to RIA | Jul 15, 2022 | Aug 1, 2022 |
| Joshua Harrison Taffer | Wells Fargo Advisors wirehouse | Sound Financial Strategies Group, LLC independent RIA | Wirehouse to independent RIA | Jul 15, 2020 | Jul 17, 2020 |
| Jerry Van Grantham | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Sound Financial Strategies Group, LLC independent RIA | Other | Apr 3, 2017 | Feb 1, 2023 (2130 d) |
| Joel R Holden | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Sound Financial Strategies Group, LLC other | Other | Apr 3, 2017 | Apr 9, 2017 |
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4 moves match.