DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• H••••••• T•••••

S••••• A••••••• W•••••• L••independent RIADetroit, Mi IA-onlyIAPD 6413955

Feed of 09/15/2026

Also filed as Josh T•••••

At current firm

2 y

since Sep 19, 2023

In the industry

11 y

since Jan 9, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• A••••••• W•••••• L•• independent RIA current
since Sep 19, 2023 · Ridgeland, Ms
A• W••••• M••••••••• L•• BD affiliated
Apr 4, 2022 to Sep 14, 2023 · Ridgeland, Ms
S•••• F•••••••• S••••••••• G••••• L•• independent RIA
Jul 17, 2020 to Mar 31, 2022 · Madison, Ms
W•••• F•••• A••••••• wirehouse
Jul 14, 2016 to Jul 15, 2020 · Elizabeth City, Nc
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 2, 2015 to May 25, 2016 · Norfolk, Va
E••••• J•••• national BD
Jan 12, 2015 to Sep 30, 2015 · Chesapeake, Va

Moves

a registration end followed by a registration begin elsewhere

A• W••••• M••••••••• L•• to S••••• A••••••• W•••••• L••
left Sep 14, 2023, registered Sep 19, 2023 (5 days) · Other · moved with a team
S•••• F•••••••• S••••••••• G••••• L•• to A• W••••• M••••••••• L••
left Mar 31, 2022, registered Apr 4, 2022 (4 days) · RIA to affiliated broker-dealer or bank · moved with a team
W•••• F•••• A••••••• to S•••• F•••••••• S••••••••• G••••• L••
left Jul 15, 2020, registered Jul 17, 2020 (2 days) · Wirehouse to independent RIA
A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left May 25, 2016, registered Jul 14, 2016 (50 days) · Affiliated broker-dealer or bank to wirehouse
E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Sep 30, 2015, registered Nov 2, 2015 (33 days) · Affiliated broker-dealer or bank to another

Signals

J••••• H••••••• T••••• left A• W••••• M••••••••• L•• for S••••• A••••••• W•••••• L•• (registered 2023-09-19)
Sep 14, 2023 · Advisor changed firm · fact
J••••• H••••••• T••••• left S•••• F•••••••• S••••••••• G••••• L•• for A• W••••• M••••••••• L•• (registered 2022-04-04)
Mar 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address