DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Operose Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Jay Backus | Johnson Wealth Inc. mixed wealth | Operose Advisors LLC independent RIA | RIA to RIA | Mar 20, 2026 | Mar 26, 2026 |
| Matthew Adam Kulakow | Annex Wealth Management, LLC independent RIA | Operose Advisors LLC independent RIA | RIA to RIA | Dec 4, 2025 | Dec 11, 2025 |
| Patrick James Weyer | Diversified Management Inc independent RIA | Operose Advisors LLC independent RIA | RIA to RIA | Apr 28, 2024 | May 1, 2024 |
| Michael William Shone | Clariti Wealth Advisors independent RIA | Operose Advisors LLC independent RIA | RIA to RIA | Jun 30, 2023 | Jun 5, 2025 (706 d) |
| Christopher Alan Evers | Landaas & Company independent RIA | Operose Advisors LLC independent RIA | RIA to RIA | Jul 27, 2022 | Jan 1, 2025 (889 d) |
| Amanda Mary Nowaczynski | Annex Wealth Management, LLC independent RIA | Operose Advisors LLC independent RIA | RIA to RIA | Oct 23, 2019 | Jul 6, 2023 (1352 d) |
| Nicholas Charles Bauer | Janus Henderson Investors other | Operose Advisors LLC independent RIA | Other | Jan 12, 2017 | Jul 24, 2017 (193 d) |
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7 moves match.