DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Diamond Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Todd Sperry | Ashton Thomas Private Wealth independent RIA | Diamond Wealth Management, LLC independent RIA | RIA to RIA | Jan 22, 2021 | Jan 14, 2021 |
| Andrew Scott Ross | Fidelity Personal And Workplace Advisors BD affiliated | Diamond Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2020 | Jan 14, 2021 (350 d) |
| Richard Darren Simons | Capital Guardian Wealth Management, LLC other | Diamond Wealth Management, LLC independent RIA | Other | Nov 3, 2017 | Nov 17, 2017 |
| Sterling Lawrence Sessions | Ensign Wealth Advisors LLC unclassified | Diamond Wealth Management, LLC independent RIA | Other | Oct 19, 2017 | Oct 19, 2017 |
| Noel Zerna Cajigas | Northpointe Investment Partners LLC unclassified | Diamond Wealth Management, LLC no RAUM | Other | Oct 12, 2017 | Sep 8, 2017 |
| David Bart Hill | Capital Guardian Wealth Management, LLC other | Diamond Wealth Management, LLC no RAUM | Other | May 19, 2017 | Jun 19, 2017 (31 d) |
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6 moves match.