DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gap Financial Services Or Gap Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benedict V Johnson | Morgan Stanley wirehouse | Gap Financial Services Or Gap Financial state registered | Wirehouse to a state-registered adviser | Feb 14, 2024 | Feb 14, 2024 |
| Joseph Arnold Montanaro | Usaa Investment Services Company no RAUM | Gap Financial Services Or Gap Financial state registered | Other | Jun 19, 2020 | Jan 19, 2026 (2040 d) |
| Jarrod Winkcompleck | Kestra Advisory Services, LLC BD affiliated | Gap Financial Services Or Gap Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 12, 2018 | Nov 23, 2018 |
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3 moves match.