DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Apeiron
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Colton Marley Richards | Sei Investments Management Corp other | Apeiron independent RIA | Other | Oct 22, 2024 | Oct 30, 2024 |
| Brandon Jamison Gibson | First Financial Equity Corporation BD affiliated | Apeiron independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Apr 6, 2022 |
| Ryan Shea | Charles Schwab & Co., Inc. national BD | Apeiron independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Oct 13, 2023 (561 d) |
| James Richard Crocker | Cascadia Advisory Services, LLC independent RIA | Apeiron independent RIA | RIA to RIA | Dec 16, 2021 | Oct 30, 2025 (1414 d) |
| Katie Renee Bosler | Raymond James & Associates, Inc. national BD | Apeiron independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2021 | Nov 29, 2022 (376 d) |
| Cameron Pierce Ressetar | B. Riley Wealth Advisors, Inc. BD affiliated | Apeiron independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2018 | Dec 6, 2018 |
| Gregory Vincent Mangelsdorf | Wfg Advisors, LP other | Apeiron no RAUM | Other | Sep 21, 2017 | Aug 31, 2017 |
| Kyle Douglas Walters | Wfg Advisors, LP other | Apeiron no RAUM | Other | Sep 20, 2017 | Aug 4, 2017 |
| Philip Benson Athey | Wfg Advisors, LP other | Apeiron no RAUM | Other | Sep 20, 2017 | Aug 7, 2017 |
| Adam Patrick Keller | Wfg Advisors, LP other | Apeiron no RAUM | Other | Sep 20, 2017 | Aug 4, 2017 |
| Scott Dale Hammel | Wfg Advisors, LP other | Apeiron no RAUM | Other | Sep 20, 2017 | Aug 4, 2017 |
| James Michael Marsden | Wfg Advisors, LP other | Apeiron no RAUM | Other | Sep 20, 2017 | Aug 4, 2017 |
| David Ryan Droppo | Wfg Advisors, LP other | Apeiron no RAUM | Other | Sep 1, 2017 | Sep 1, 2017 |
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13 moves match.