DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Constellation Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas Connor ReillyHoran Capital Advisors, LLC independent RIAConstellation Wealth Advisors, LLC independent RIARIA to RIAFeb 6, 2019Feb 6, 2019
Kyle Wayne RudduckCreative Planning independent RIAConstellation Wealth Advisors, LLC independent RIARIA to RIAOct 2, 2018Oct 15, 2018
Jacob Michael GegleinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConstellation Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 31, 2017Oct 26, 2017
Donna Sturgeon SterwerfOxford Financial Group, Ltd otherConstellation Wealth Advisors, LLC no RAUMOtherAug 15, 2017Oct 26, 2017 (72 d)
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4 moves match.