DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hub International Investment Advisory Services Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elisabeth M Mays | Hub International Investment Services Inc. unclassified | Hub International Investment Advisory Services Inc. institutional | Other | Nov 29, 2022 | Sep 16, 2019 |
| Janine Jefferson Moore | LPL Financial LLC independent RIA | Hub International Investment Advisory Services Inc. institutional | Other | May 13, 2022 | Apr 5, 2019 |
| Patrick James Vasicovschi | Hub International Investment Services Inc. unclassified | Hub International Investment Advisory Services Inc. institutional | Other | Jun 4, 2021 | Oct 31, 2019 |
| Timothy Christopher Thurston | Ips Advisors no RAUM | Hub International Investment Advisory Services Inc. no RAUM | Other | Mar 31, 2018 | Feb 16, 2018 |
| Joseph James Conzelman | Independent Financial Partners other | Hub International Investment Advisory Services Inc. no RAUM | Other | Mar 10, 2015 | Mar 22, 2019 (1473 d) |
| Darrell Wayne Ellisor | MML Investors Services, LLC other | Hub International Investment Advisory Services Inc. institutional | Other | Mar 1, 2013 | Apr 5, 2019 (2226 d) |
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6 moves match.