DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at N.E.W. Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Riley Paul SiltmanNicolet Wealth Management independent RIAN.E.W. Advisory Services, LLC independent RIARIA to RIANov 19, 2024Feb 6, 2025 (79 d)
Nicholas Gant ZerilloCambridge Investment Research Advisors, Inc. BD affiliatedN.E.W. Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2023Jul 11, 2023
Justin SteinbrinckCambridge Investment Research Advisors, Inc. BD affiliatedN.E.W. Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2023Jul 12, 2023
Brooke Lucille BradshawRobert W. Baird & Co. Incorporated mixed wealthN.E.W. Advisory Services, LLC independent RIARIA to RIAJul 1, 2023Jul 25, 2023
Ryan Michael O'LearyNicolet Wealth Management independent RIAN.E.W. Advisory Services, LLC independent RIARIA to RIANov 9, 2022Oct 26, 2022
James Jule AlbertsWoodbury Financial Services, Inc. BD affiliatedN.E.W. Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 27, 2022Jun 28, 2022
Michael Joseph LondreSii Investments, Inc. otherN.E.W. Advisory Services, LLC no RAUMOtherDec 5, 2017Jan 12, 2018 (38 d)
Michael Gerald WhitehouseSii Investments, Inc. otherN.E.W. Advisory Services, LLC no RAUMOtherNov 30, 2017Dec 7, 2017
Robbie Joseph HayesSii Investments, Inc. otherN.E.W. Advisory Services, LLC no RAUMOtherNov 24, 2017Nov 28, 2017
Andrew Robert HermsenSii Investments, Inc. otherN.E.W. Advisory Services, LLC no RAUMOtherNov 22, 2017Nov 22, 2017
Debra Anne DeleersSii Investments, Inc. otherN.E.W. Advisory Services, LLC no RAUMOtherOct 24, 2017Nov 15, 2017
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11 moves match.