DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Planners Alliance
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Martin Lopez Tuero | Charles Schwab & Co., Inc. national BD | Planners Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2019 | Aug 24, 2019 (66 d) |
| Ramona Henderson Pearson | Avantax Advisory Services BD affiliated | Planners Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2018 | Oct 5, 2018 |
| Linda Marie Roberts | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Apr 12, 2018 | Apr 5, 2018 |
| Jaime Nicole Cowper | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Mar 16, 2018 | Mar 16, 2018 |
| Nathan Nichols | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Mar 16, 2018 | Mar 16, 2018 |
| Ronald Arthur Myers | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Feb 27, 2018 | Feb 27, 2018 |
| Ruth Denise Goldstein | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Feb 27, 2018 | Feb 20, 2018 |
| Kevin Michael Bucher | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Feb 27, 2018 | Feb 27, 2018 |
| James Wesley Poling | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Feb 27, 2018 | Feb 27, 2018 |
| Peter A Samenuk | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Feb 27, 2018 | Mar 15, 2018 |
| Michael Harrison Baker | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Feb 22, 2018 | Feb 22, 2018 |
| Ross Evan Marynell | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Feb 22, 2018 | Feb 22, 2018 |
| Gregory Carl Mayes | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Feb 16, 2018 | Feb 15, 2018 |
| Elizabeth Kathleen Skoglund | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Feb 15, 2018 | Feb 15, 2018 |
| Robert Kort | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | RIA to a newly registered adviser | Feb 15, 2018 | Feb 15, 2018 |
| Janine Lee Osterink | Alphastar Capital Management other | Planners Alliance no RAUM | Other | Mar 21, 2017 | Nov 17, 2017 (241 d) |
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16 moves match.