DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Chicory Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Beck J Ringle | Beacon Pointe Advisors, LLC independent RIA | Chicory Wealth independent RIA | RIA to RIA | May 1, 2026 | Jul 15, 2026 (75 d) |
| Samantha Wendy Silberstein | Motley Fool Wealth Management, LLC independent RIA | Chicory Wealth independent RIA | RIA to RIA | Jul 30, 2025 | Aug 21, 2026 (387 d) |
| Brenda Allen Sakon | Benedetti, Gucer & Associates independent RIA | Chicory Wealth independent RIA | RIA to RIA | May 19, 2021 | Mar 14, 2022 (299 d) |
| Katherine Diane Hagedorn | Ameriprise Financial Services, LLC national BD | Chicory Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2021 | Dec 18, 2022 (678 d) |
| Christina Noelle Kramlich | Parkside Advisors LLC independent RIA | Chicory Wealth independent RIA | RIA to RIA | Jul 22, 2019 | Oct 16, 2019 (86 d) |
| Daniel Colin Mcnabb | Ameriprise Financial Services, LLC national BD | Chicory Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 7, 2018 | Jan 30, 2018 |
| Jacob Edward Newcomer | Ameriprise Financial Services, LLC national BD | Chicory Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 10, 2018 | Jan 30, 2018 |
| Mary Barbara Shaltis | Ameriprise Financial Services, LLC national BD | Chicory Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 8, 2018 | Jan 30, 2018 |
| Max Farley Kulyk | Ameriprise Financial Services, LLC national BD | Chicory Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 5, 2018 | Jan 16, 2018 |
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9 moves match.