DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Outlook Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Daniel Castellano | Ae Wealth Management, LLC BD affiliated | Outlook Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2025 | Apr 13, 2026 (249 d) |
| Cameron Trey Judy | Ameriprise Financial Services, LLC national BD | Outlook Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2025 | Sep 5, 2025 (35 d) |
| William Lavan Graves | Park Avenue Securities LLC BD affiliated | Outlook Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2024 | Jan 11, 2024 |
| Jennifer Aguirre | Navy Federal Investment Services, LLC BD affiliated | Outlook Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2023 | Oct 11, 2023 |
| James Allen Neuenschwander | Global Financial Private Capital, Inc. BD affiliated | Outlook Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 10, 2019 | Jun 28, 2018 |
| Michael Allen Neuenschwander | Global Financial Private Capital, Inc. BD affiliated | Outlook Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 10, 2019 | Jun 28, 2018 |
| William C Artzberger | Edward Jones national BD | Outlook Wealth Advisors, LLC other | Other | Nov 13, 2018 | Dec 11, 2018 |
| William Clinton Mcnutt | Global Financial Private Capital, Inc. BD affiliated | Outlook Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 5, 2018 | Jun 28, 2018 |
| Elsa Cazares | Sanders Morris LLC other | Outlook Wealth Advisors, LLC no RAUM | Other | Oct 20, 2011 | Jun 28, 2018 (2443 d) |
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9 moves match.