DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brandywine Oak Private Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Connor Joseph Knox | Corient independent RIA | Brandywine Oak Private Wealth LLC independent RIA | RIA to RIA | Dec 31, 2024 | Mar 20, 2025 (79 d) |
| Peter C Kim | United Capital Financial Advisors BD affiliated | Brandywine Oak Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2022 | Jun 23, 2022 |
| Andrew Blake Sachais | Wick Capital Partners, LLC independent RIA | Brandywine Oak Private Wealth LLC independent RIA | RIA to RIA | Aug 17, 2021 | Aug 12, 2021 |
| Lisa Lynne Quadrini | Wells Fargo Advisors wirehouse | Brandywine Oak Private Wealth LLC independent RIA | Wirehouse to independent RIA | Apr 15, 2021 | Apr 12, 2021 |
| Steve Michael Maconi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Brandywine Oak Private Wealth LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 31, 2018 | Jul 27, 2018 |
| Tracy Brinker Mcguire | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Brandywine Oak Private Wealth LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 31, 2018 | Jul 27, 2018 |
| Alison Christie Dorsman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Brandywine Oak Private Wealth LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 31, 2018 | Jul 27, 2018 |
| Mark Richard Jackson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Brandywine Oak Private Wealth LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 31, 2018 | Jul 27, 2018 |
| Michael James Henley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Brandywine Oak Private Wealth LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 31, 2018 | Jul 27, 2018 |
| Brittany Sara Kalsky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Brandywine Oak Private Wealth LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 31, 2018 | Jul 27, 2018 |
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10 moves match.