DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Qm Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Paxton DementGradient Advisors, LLC independent RIAQm Advisors LLC independent RIARIA to RIADec 6, 2024Dec 18, 2024
Joseph S YoonOnedigital institutionalQm Advisors LLC independent RIAOtherMar 27, 2024May 14, 2024 (48 d)
Joshua Oliver EdmondsEdmonds Capital LLC unclassifiedQm Advisors LLC independent RIAOtherDec 31, 2023Apr 20, 2023
Harold Tyler GayWells Fargo Advisors wirehouseQm Advisors LLC independent RIAWirehouse to independent RIAJan 29, 2020Jan 28, 2020
Andrew J ToeringLPL Financial LLC BD affiliatedQm Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2019Nov 8, 2019
Darren Russell HeilCapital Research Advisors, LLC independent RIAQm Advisors LLC independent RIARIA to RIAOct 21, 2018Sep 21, 2018
David Michael SimmonsCapital Research Advisors, LLC independent RIAQm Advisors LLC independent RIARIA to RIAAug 10, 2018Jul 12, 2018
John Eric BaumanCapital Research Advisors, LLC otherQm Advisors LLC independent RIAOtherMar 18, 2017May 8, 2019 (781 d)
John Paxton DementEsi Financial Advisors otherQm Advisors LLC independent RIAOtherOct 3, 2014Feb 7, 2019 (1588 d)
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9 moves match.