DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mag Cap

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joanna Ayers GreeneEdward Jones national BDMag Cap independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2026Jul 24, 2026
Hugh Miller ArantRaymond James Financial Services Advisors, Inc BD affiliatedMag Cap independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2025Jan 8, 2026
Paul Kelly LoyaconoIfg Advisory, LLC independent RIAMag Cap independent RIARIA to RIADec 1, 2025Dec 1, 2025
Courtney Dawson WoodMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMag Cap independent RIAWirehouse to independent RIAFeb 26, 2024Feb 29, 2024
Strawford Hale DeesLPL Financial LLC BD affiliatedMag Cap independent RIAAffiliated broker-dealer or bank to independent RIASep 25, 2023Oct 13, 2023
John Woodliff HeidelbergLPL Financial LLC independent RIAMag Cap independent RIARIA to RIAJan 23, 2023Jan 13, 2023
Tara Celeste MayGrantham Poole Advisors, LLC state registeredMag Cap mixed wealthOtherJan 24, 2022May 6, 2021
Shawn Shyama PattRBC Capital Markets, LLC national BDMag Cap mixed wealthAffiliated broker-dealer or bank to independent RIAJun 24, 2021Jun 15, 2021
James Henry StevensRaymond James & Associates, Inc. national BDMag Cap independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2021Sep 30, 2022 (540 d)
William Bruce TrustyRaymond James & Associates, Inc. national BDMag Cap mixed wealthAffiliated broker-dealer or bank to independent RIAApr 5, 2021Apr 5, 2021
Edward Joshua HartleyRaymond James Financial Services Advisors, Inc BD affiliatedMag Cap independent RIAAffiliated broker-dealer or bank to independent RIAOct 16, 2020Oct 5, 2020
Pamela Jo FranklinRaymond James & Associates, Inc. national BDMag Cap independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2019Nov 18, 2019
Charles Fuller MarionRaymond James Financial Services Advisors, Inc BD affiliatedMag Cap no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 3, 2018Oct 5, 2018
Allan Thomas PickleRaymond James & Associates, Inc. national BDMag Cap no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 1, 2018Oct 5, 2018
Stephen M GrinerRaymond James & Associates, Inc. national BDMag Cap no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 1, 2018Oct 5, 2018
Vaiden Arthur ClarkRaymond James & Associates, Inc. national BDMag Cap no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 1, 2018Oct 5, 2018
Paul Frederick McneillMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMag Cap independent RIAWirehouse to independent RIAMay 1, 2017Jul 26, 2023 (2277 d)
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17 moves match.