DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Success Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeremy DillinghamBankers Life Advisory Services, Inc. BD affiliatedSuccess Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2026May 11, 2026
Matthew KloosCetera Investment Advisers LLC BD affiliatedSuccess Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2026May 12, 2026
Kenneth Eric ThomasGradient Advisors, LLC independent RIASuccess Wealth Management LLC independent RIARIA to RIASep 5, 2024Sep 6, 2024
Nicholle Ann ZoltaszekBankers Life Advisory Services, Inc. BD affiliatedSuccess Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 20, 2023Dec 1, 2023
Aaron Matthew GagnierQuestar Asset Management, Inc. BD affiliatedSuccess Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 23, 2019Jan 28, 2019
Gregory Mark BrawnWaddell & Reed BD affiliatedSuccess Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Mar 14, 2019 (73 d)
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6 moves match.