DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fort Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sam Gene Cook | Alphastar Capital Management independent RIA | Fort Advisors Inc no RAUM | Other | Sep 7, 2022 | Sep 8, 2022 |
| Quinc Verne Pearcy | Corecap Advisors BD affiliated | Fort Advisors Inc no RAUM | Other | Dec 12, 2019 | Sep 4, 2019 |
| Justin Lee Fort | Corecap Advisors BD affiliated | Fort Advisors Inc no RAUM | Other | Nov 19, 2019 | Feb 8, 2019 |
| Reagan Leann Helfand | Ameriprise Financial Services, LLC national BD | Fort Advisors Inc no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 2, 2019 | May 6, 2019 |
| Noe Lopez | Morgan Stanley wirehouse | Fort Advisors Inc no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 4, 2019 | Mar 6, 2019 |
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5 moves match.