DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Specialized Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Allen Young | Mission Funds Advisors asset manager | Specialized Advisors no RAUM | Other | Mar 9, 2021 | Nov 19, 2018 |
| Andrew Joseph Camlin | Brookstone Capital Management LLC independent RIA | Specialized Advisors independent RIA | RIA to RIA | May 31, 2019 | Jul 5, 2019 (35 d) |
| Eric Dean Brumagin | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Apr 9, 2019 | Apr 10, 2019 |
| Randal E Locklier | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Apr 9, 2019 | Apr 10, 2019 |
| Roman Lara | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Apr 1, 2019 | Apr 2, 2019 |
| James Steven Leggott | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Mar 11, 2019 | Mar 12, 2019 |
| Mark Hugh Rutledge | Blackwater Advisory Group LLC unclassified | Specialized Advisors no RAUM | Other | Mar 5, 2019 | Mar 26, 2019 |
| Ron Greenfield | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Feb 22, 2019 | Apr 29, 2019 (66 d) |
| Albert Eugene Naticchioni | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Feb 15, 2019 | Feb 19, 2019 |
| Steven Francis Garibay | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Feb 12, 2019 | Feb 15, 2019 |
| John Stanley Harding | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Feb 6, 2019 | Feb 5, 2019 |
| Timothy Jon Sparks | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 28, 2019 | Jan 31, 2019 |
| Jeffery Gene Musgrove | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 28, 2019 | Jan 31, 2019 |
| Charles Daniel Yancey | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 24, 2019 | Jan 31, 2019 |
| Clark David Dearmond | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 24, 2019 | Jan 31, 2019 |
| Mark Robert Scherer | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 24, 2019 | Jan 29, 2019 |
| Charles Stewart Cannon | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 24, 2019 | Jan 31, 2019 |
| Craig Martin Dembeck | Secure Investment Management, LLC independent RIA | Specialized Advisors no RAUM | RIA to a newly registered adviser | Jan 24, 2019 | Mar 22, 2019 (57 d) |
| Frederick Charles Whitford | Emerson Equity LLC other | Specialized Advisors independent RIA | Other | Mar 22, 2018 | Jun 14, 2019 (449 d) |
| Bart Andrew Newman | Redhawk Wealth Advisors, Inc. other | Specialized Advisors no RAUM | Other | Sep 21, 2011 | Apr 10, 2019 (2758 d) |
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20 moves match.