DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Transcend Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan Holden HarrisBlack Point Wealth Management independent RIATranscend Capital Advisors, LLC independent RIARIA to RIAOct 24, 2025Jan 29, 2025
Daniel Richard BeaudetteBlack Point Wealth Management independent RIATranscend Capital Advisors, LLC independent RIARIA to RIAOct 24, 2025Jan 29, 2025
Paul Albert Edling CummingsCorient independent RIATranscend Capital Advisors, LLC independent RIARIA to RIAApr 30, 2025May 23, 2025
Joseph Michael PignatanoCharles Schwab & Co., Inc. national BDTranscend Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 24, 2023Feb 4, 2025 (438 d)
Marina Laurie DitommasoFidelity Personal And Workplace Advisors BD affiliatedTranscend Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 12, 2023Jul 11, 2023
Matthew Steven BorrielloFidelity Personal And Workplace Advisors BD affiliatedTranscend Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2023Jan 26, 2023
James Francis BakaCalamos Wealth Management LLC independent RIATranscend Capital Advisors, LLC independent RIARIA to RIAMar 3, 2022Sep 30, 2022 (211 d)
Richard Ivan DavisUBS Financial Services Inc. wirehouseTranscend Capital Advisors, LLC independent RIAWirehouse to independent RIAFeb 14, 2022Nov 6, 2024 (996 d)
Geri Ann MiraUBS Financial Services Inc. wirehouseTranscend Capital Advisors, LLC independent RIAWirehouse to independent RIAJan 4, 2022Aug 25, 2023 (598 d)
Bradford Stephen VannelliUBS Financial Services Inc. wirehouseTranscend Capital Advisors, LLC independent RIAWirehouse to independent RIANov 22, 2021Oct 29, 2021
Robert Anthony BezzoneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTranscend Capital Advisors, LLC independent RIAWirehouse to independent RIAMar 22, 2021Mar 22, 2021
Hoa Thi LeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTranscend Capital Advisors, LLC independent RIAWirehouse to independent RIAMar 22, 2021Mar 22, 2021
Maria MillnerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTranscend Capital Advisors, LLC independent RIAWirehouse to independent RIADec 14, 2020Feb 5, 2021 (53 d)
Andrew Howard MossMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTranscend Capital Advisors, LLC independent RIAWirehouse to independent RIASep 10, 2020Sep 8, 2020
Matthew Alan HarbarcukMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTranscend Capital Advisors, LLC independent RIAWirehouse to independent RIASep 10, 2020Sep 4, 2020
Richard S. SpinnerEdge Wealth Management, LLC independent RIATranscend Capital Advisors, LLC independent RIARIA to RIAOct 15, 2019Jul 15, 2020 (274 d)
Mike Scott SaulMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTranscend Capital Advisors, LLC independent RIAWirehouse to independent RIAMay 24, 2019May 23, 2019
Amy D MacisaacMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTranscend Capital Advisors, LLC independent RIAWirehouse to independent RIAMay 24, 2019Jun 3, 2019
Eric Robert SchwartzUBS Financial Services Inc. wirehouseTranscend Capital Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 21, 2019Jan 15, 2019
Mark Laing LichtenfeldUBS Financial Services Inc. wirehouseTranscend Capital Advisors, LLC independent RIAWirehouse to independent RIAJan 21, 2019Mar 26, 2026 (2621 d)
Emily NikoloudisUBS Financial Services Inc. wirehouseTranscend Capital Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 21, 2019Jan 15, 2019
James Priester HughesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTranscend Capital Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 10, 2018Jan 9, 2019 (183 d)
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22 moves match.