DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Carolinas Wealth Consulting LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Audrey BlankeAtlatl Advisers independent RIACarolinas Wealth Consulting LLC independent RIARIA to RIAMay 16, 2023Jun 29, 2023 (44 d)
Lyle Conner MutterAdhesion Wealth Advisor Solutions asset managerCarolinas Wealth Consulting LLC independent RIAOtherJan 3, 2022Nov 9, 2021
Virginia BrakeTruist Advisory Services, Inc. BD affiliatedCarolinas Wealth Consulting LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2021Jan 30, 2023 (640 d)
Maureen Therese HenryHayden Royal independent RIACarolinas Wealth Consulting LLC independent RIARIA to RIAApr 14, 2021May 28, 2021 (44 d)
Safiya Rann UpchurchVanguard Advisers, Inc. BD affiliatedCarolinas Wealth Consulting LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2021May 21, 2021 (88 d)
Nargiz KambarovaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCarolinas Wealth Consulting LLC independent RIAWirehouse to independent RIAMay 10, 2019Jun 21, 2019 (42 d)
Lara FurlongMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCarolinas Wealth Consulting LLC independent RIAWirehouse to independent RIAMar 8, 2019Jun 28, 2019 (112 d)
Jeanne Kelsey FritchleyCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherDec 31, 2016May 11, 2019 (861 d)
Thomas Edward HighsmithCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherDec 31, 2016May 13, 2019 (863 d)
George Harrell EdmistonCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherJun 6, 2011May 13, 2019 (2898 d)
David Allen PerkinsCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherJun 6, 2011May 11, 2019 (2896 d)
Christopher Kevin GroganCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherJun 6, 2011May 15, 2019 (2900 d)
Molly Mahaffey PeecherJ.P. Morgan Asset Management unclassifiedCarolinas Wealth Consulting LLC independent RIAOtherJan 11, 2005Feb 28, 2025 (7353 d)
Lyric Boyette MartinCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 13, 2019 (6600 d)
Walker Thomas SheltonCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 15, 2019 (6602 d)
Richard Wade AustinCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 11, 2019 (6598 d)
Bridget McdermottCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 11, 2019 (6598 d)
Robert Russell ShawCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 11, 2019 (6598 d)
Justin LouisCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 13, 2019 (6600 d)
Page 1 of 1
19 moves match.