DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Equity Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Alan Wienandt | Kinetic Investment Management, Inc. independent RIA | Equity Advisors, LLC state registered | RIA to a state-registered adviser | Jul 2, 2024 | Jul 10, 2024 |
| Jason Allen Groth | Kinetic Investment Management, Inc. independent RIA | Equity Advisors, LLC state registered | RIA to a state-registered adviser | Jul 2, 2024 | Jul 10, 2024 |
| Michelle Leanne Ford | Advisory Advocates LLC independent RIA | Equity Advisors, LLC state registered | RIA to a state-registered adviser | Apr 4, 2023 | Feb 27, 2024 (329 d) |
| David Alan Williamson | Cambridge Investment Research Advisors, Inc. BD affiliated | Equity Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 13, 2022 | May 17, 2022 |
| Jacquelyn Carson Hunt | Primerica Advisors national BD | Equity Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 6, 2020 | Feb 7, 2020 |
| Carl Frederick Worden | Centaurus Financial, Inc. BD affiliated | Equity Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 29, 2019 | Feb 8, 2019 |
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6 moves match.