DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Independence Square Holdings, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Black Elliott | LPL Financial LLC BD affiliated | Independence Square Holdings, LLC no RAUM | Other | Mar 4, 2026 | Jul 2, 2019 |
| Michael Brian Burchell | Wealth Planning Group independent RIA | Independence Square Holdings, LLC independent RIA | RIA to RIA | Dec 31, 2025 | Dec 18, 2025 |
| Dale Brian Foard | Wealth Planning Group independent RIA | Independence Square Holdings, LLC independent RIA | RIA to RIA | Dec 31, 2025 | Dec 23, 2025 |
| Eugene Joseph Mulvaney | B. Riley Wealth Advisors, Inc. BD affiliated | Independence Square Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2024 | Dec 12, 2024 |
| Christopher Bartley Lundmark | Ameriprise Financial Services, LLC national BD | Independence Square Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Aug 6, 2024 (43 d) |
| Norman Stanley Batansky | Blackridge Asset Management, LLC BD affiliated | Independence Square Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Jan 1, 2026 (818 d) |
| Daniel B Geehan | Cambridge Investment Research Advisors, Inc. BD affiliated | Independence Square Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2022 | Apr 7, 2022 |
| Christine Diane Mcewan | Truist Advisory Services, Inc. BD affiliated | Independence Square Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2021 | Jul 7, 2021 |
| Andrew W Omalley | Pnc Wealth Management BD affiliated | Independence Square Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | Jul 27, 2020 |
| Kaleb Matthew Burns | Citizens Securities, Inc. BD affiliated | Independence Square Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2020 | Aug 11, 2022 (769 d) |
| Mark G Comyns | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Stephen Matthew Schlichter | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| Brian D Platt | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| Thomas Joseph Mchugh | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Monica Anne Pedano | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Michael Andrew Slattery | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| Mark Ailer Mcmahon | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Oct 25, 2019 |
| Blaise James Milanek | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Oct 25, 2019 |
| Erik Clifford Lindholm | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| John Robert Delp | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| Daniel Martin Agoglia | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Jesse Levy | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| William Patrick Touey | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Richard Joseph Catanese | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 16, 2020 |
| Christopher George Groeber | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| Jordan Christian Norley | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 16, 2020 |
| Brenton Friden Stransky | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Oct 25, 2019 |
| Meg Ryan | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Daniel J Morse | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Oct 25, 2019 |
| Zachary Scott Mineur | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Oct 28, 2019 |
| Benjamin Morris Auslander | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Independence Square Holdings, LLC independent RIA | Wirehouse to independent RIA | May 16, 2017 | Mar 23, 2021 (1407 d) |
| Timothy Joseph Dorazio | Pnc Wealth Management other | Independence Square Holdings, LLC independent RIA | Other | May 2, 2017 | Aug 24, 2023 (2305 d) |
| Steven Ted Epstein | Heffernan Investment Advisors, Inc. other | Independence Square Holdings, LLC independent RIA | Other | Jan 13, 2017 | Dec 4, 2025 (3247 d) |
Page 1 of 1
33 moves match.