DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sentinel Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Gage Arnold | Eagle Strategies LLC BD affiliated | Sentinel Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 10, 2025 | Jan 16, 2025 |
| Robert Anthony Young | Cetera Investment Advisers LLC BD affiliated | Sentinel Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 11, 2024 | Jun 8, 2026 (544 d) |
| Elizabeth Manteau | Santander Securities BD affiliated | Sentinel Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 16, 2024 | Jan 2, 2026 (626 d) |
| Birds Kyle Horton | Abich Financial Wealth Management, LLC independent RIA | Sentinel Asset Management, LLC state registered | RIA to a state-registered adviser | Feb 23, 2024 | Jun 18, 2024 (116 d) |
| Alexander Bernd Overkamp | LPL Financial LLC independent RIA | Sentinel Asset Management, LLC state registered | RIA to a state-registered adviser | Oct 27, 2022 | Nov 4, 2022 |
| Rob Craft | T. Rowe Price Associates, Inc. asset manager | Sentinel Asset Management, LLC state registered | Other | Oct 22, 2019 | Sep 8, 2021 (687 d) |
| William Frederick Warner | LPL Financial LLC independent RIA | Sentinel Asset Management, LLC state registered | RIA to a state-registered adviser | May 29, 2019 | Jun 18, 2019 |
| Mark Lewis Kaufman | Pruco Securities, LLC other | Sentinel Asset Management, LLC state registered | Other | Sep 12, 2014 | Mar 8, 2023 (3099 d) |
| Jason Robert Mcgee | Lincoln Financial Distributors, Inc. unclassified | Sentinel Asset Management, LLC state registered | Other | Feb 9, 2009 | May 5, 2026 (6294 d) |
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9 moves match.