DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Austin Private Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Madisen Beatryce Karlson | The Real Wealth Coterie state registered | Austin Private Wealth, LLC independent RIA | Other | Aug 13, 2024 | Dec 13, 2024 (122 d) |
| Ryan Mcconeghy | Enzi Wealth independent RIA | Austin Private Wealth, LLC independent RIA | RIA to RIA | Sep 28, 2023 | Nov 9, 2023 (42 d) |
| Kevin Edward Weaver | Ameriprise Financial Services, LLC national BD | Austin Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2021 | May 19, 2021 |
| Kyle Patrick Cook | Advice And Planning Services BD affiliated | Austin Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Apr 30, 2021 (168 d) |
| Noe Lopez | Fort Advisors Inc no RAUM | Austin Private Wealth, LLC independent RIA | Other | Nov 9, 2020 | Apr 7, 2021 (149 d) |
| Alex James Wagner | Ameriprise Financial Services, LLC national BD | Austin Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 24, 2019 | Jul 18, 2019 |
| Kieu Lê Turk | Ameriprise Financial Services, LLC national BD | Austin Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2019 | Jul 18, 2019 |
| Raoul Marie Celerier | Ameriprise Financial Services, LLC national BD | Austin Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2019 | Jul 18, 2019 |
| Christopher James Carruthers | Ameriprise Financial Services, LLC national BD | Austin Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2019 | Jul 18, 2019 |
| Joshua Charles Dvorak | Ameriprise Financial Services, LLC national BD | Austin Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2019 | Jul 18, 2019 |
| Dan Kraus | Ameriprise Financial Services, LLC national BD | Austin Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 22, 2019 | Jul 18, 2019 |
| Sarah Ruth Mcnutt | Ameriprise Financial Services, LLC national BD | Austin Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 18, 2019 | Jul 18, 2019 |
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12 moves match.